Securities & Capital Markets

We adhere to a full-chain coverage and enhanced compliance approach. Our team has extensive experience in IPOs, refinancing, mergers and restructurings, and bond issuances, and is highly skilled in addressing key challenges such as regulatory inquiries, shareholding structure design, and information disclosure. We not only help

companies access capital markets, but also manage regulatory risk through rigorous compliance, safeguarding the security and long-term value of our clients’ capital operations.

Pre-IPO Restructuring

We advise on corporate restructuring and conversion matters prior to listing, including legal due diligence, restructuring and reorganization planning, drafting of transaction and restructuring documents, and assistance with government filings and regulatory approvals.

Equity Offerings, Listings, and Financing

We advise on domestic equity offerings and listings on China’s A-share Main Board, SME Board, STAR Market, ChiNext, and the Beijing Stock Exchange, as well as overseas listings and financing transactions in markets including Hong Kong, New York, Singapore, the United Kingdom, and Taiwan, including red-chip and equity offerings.

M&A and Restructuring of Listed Companies

Our services include major asset restructurings of listed companies (including reverse takeovers and share-for-asset transactions involving domestic and offshore assets), private placements, and general M&A transactions involving public companies.

Private Equity and Fund Investments

We provide legal support for private equity investments, including legal due diligence, transaction structuring, drafting and negotiation of investment agreements, closing, and exit arrangements.

Bond and Other Securities Issuance

We advise on the issuance and listing of bonds and other securities, including offshore bond offerings by Chinese enterprises (such as U.S. dollar bonds, euro bonds, and offshore RMB “dim sum” bonds), issuances in the interbank bond market (including RMB bonds issued by offshore institutions,corporate bonds, financial bonds,

subordinated and hybrid bonds, and debt financing instruments of non-financial enterprises), exchange-traded bonds (including corporate bonds, convertible bonds, and private placement bonds), as well as domestic and offshore preferred shares.

NEEQ (New Third Board) Listings

We advise on domestic corporate restructurings, shareholding reforms, and listings on the National Equities Exchange and Quotations (NEEQ), as well as the delisting of overseas-listed companies and their return to the NEEQ, including spin-off listings of offshore companies’ domestic equity interests

Ongoing Services for Listed Companies

We provide ongoing legal services to listed companies, including advice on information disclosure, related-party transactions, contract review, corporate governance, and other day-to-day legal matters.